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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

…

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

…

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

…

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

…

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

…

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

…

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

…

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

…

EG App 3.6 COPFS

As Published: 2016

EG App 3.6 COPFS

…

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

…

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

…

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

…

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

…

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

…

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

…

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

…

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

…

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