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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

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DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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FEES 12.4 Relieving provisions

As Published: 2015

FEES 12.4 Relieving provisions

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FEES 12.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 12.3 Late payments and recovery of unpaid levies

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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