Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

…

IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 11.6 Use of dealing commission [deleted]

LR 6.4 Independent business

EG 10.4 Other relevant powers

LR 6.6 Control of the business

DTR 2.1 Introduction and purpose

LR 6.1 Application

SUP App 3.3 Background

COLL 4.4 Meetings of Unitholders and service of notices

MAR 7A.1 Application

COLL 5.4 Stock lending

SUP 1A.3 The FCA's approach to supervision

PERG 8.6 Communicate

EG 7.6 Private warnings

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

REC 4.7 The section 297 power to revoke recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy