Search Result

461 - 480 of 1115 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

CONC 3.2 Financial promotion general guidance

As Published: 2015

CONC 3.2 Financial promotion general guidance

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION