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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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IPRU-INV 4.2 PURPOSE

As Published: 2015

IPRU-INV 4.2 PURPOSE

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

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