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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

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COBS 2.2 Information disclosure before providing services (non-MiFID provisions)

PERG 12.4 Application of EU Directives

PR 2.3 Minimum information to be included in a prospectus

COBS 10.1 Application

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 1.2 Introduction

MIPRU 5.2 Use of intermediaries

PERG 8.7 Engage in investment activity

LR 9.2 Requirements with continuing application

COBS 20.5 With-profits governance

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

LR 13.8 Other circulars

IFPRU 9.1 Application and Purpose

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

DTR 5.4 Aggregation of managed holdings

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COBS 19.4 Open market options

COBS 19.1 Pension transfers, conversions, and opt-outs