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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

EG 16.1 The FCA’s general approach to making disapplication orders

DEPP 7.1 Application and purpose

EG 15.4 Disqualification under section 249 or section 261K

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

LR 19.4 Continuing obligations

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

LR 3.5 Block listing

PERG 13.5 Exemptions from MiFID

PERG 4.1 Application and purpose

DTR 6.3 Dissemination of information

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)