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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

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COND 1.3 General

As Published: 2013

COND 1.3 General

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EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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PR App 1.1

As Published: 2005

PR App 1.1

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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