Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

…

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

…

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10A.15 References and accurate information

CASS 11.9 Segregation and the operation of client money accounts

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

SUP 15.4 Notified persons

COBS 9.3 Guidance on assessing suitability

SUP 16.22 Reporting under the Payment Accounts Regulations

REC 4.4 Complaints

BIPRU 4.8 The IRB approach: Purchased receivables

GEN 1.3 Emergency

REC 3.6 Constitution and governance

COBS 10.4 Assessing appropriateness: when it need not be done

LR 19.2 Requirements for listing

COBS 20.4 Communications with with-profits policyholders

LR 5.1 Suspending listing

DEPP 1.1 Application and Purpose

SUP 5.4 Appointment and reporting process

COLL 9.4 Facilities in the United Kingdom

COLL 11.2 Approval of a feeder UCITS

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015