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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

SYSC 22.8 Additional rules and guidance for all firms

As Published: 2016

SYSC 22.8 Additional rules and guidance for all firms

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement