Search Result

541 - 560 of 1583 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

EG 6.3 Decisions against ECA providers

As Published: 2016

EG 6.3 Decisions against ECA providers

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit