Search Result

361 - 380 of 1546 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures