Search Result

361 - 380 of 1367 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

…

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

…

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

…

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

…

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

…

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

…

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

…

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

…

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

…

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

…

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

…

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

…

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

…

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

…

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

…

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

…

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

…

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

…