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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition