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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification