Search Result

221 - 240 of 1559 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

APER 3.2 Factors relating to all Statements of Principle

As Published: 2015

APER 3.2 Factors relating to all Statements of Principle

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)