Search Result

841 - 860 of 1369 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions