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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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