Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

…

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

…

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

…

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

…

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 16.2 Disapplication orders

DISP App 3.1 Introduction

LR 10.1 Preliminary

DTR 5.2 Acquisition or disposal of major proportions of voting rights

MCOB 3A.1 Application and purpose

COLL 8.2 Constitution

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

DTR 1B.1 Application and purpose (Corporate governance)

CASS 5.2 Holding money as agent of insurance undertaking

DEPP 4.1 Executive decision maker

SUP 3.4 Auditors' qualifications

PERG 7.3 Does the activity require authorisation?

LR 4.2 Contents and format of listing particulars

RCB 1.1 Introduction to sourcebook

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures