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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 3.11 Obligation to write letters to certain rejected complainants

As Published: 2017

DISP App 3.11 Obligation to write letters to certain rejected complainants

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

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LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

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PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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