Search Result

121 - 140 of 933 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business