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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

REC 3.14A Operation of a trading venue

DTR 6.2 Filing information and use of language

ICOBS 1.1 The general application rule

LR App 1.1 Relevant definitions

SUP 10C.1 Application

SYSC 13.1 Application

FEES 6.5 Compensation costs

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 2.6 Specified investments: a broad outline

PR 4.1 Use of languages

PERG 5.2 Introduction

SUP 12.7 Notification requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy