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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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CONC App 1.3 Exemption of certain credit agreements secured on land

As Published: 2014

CONC App 1.3 Exemption of certain credit agreements secured on land

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

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COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

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COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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