Search Result

1121 - 1140 of 1157 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

As Published: 2015

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

MCOB 5.8 Home purchase plans

As Published: 2006

MCOB 5.8 Home purchase plans

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

As Published: 2015

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

CONC 2.6 Conduct of business: debt counselling, debt adjusting and providing credit information services

As Published: 2015

CONC 2.6 Conduct of business: debt counselling, debt adjusting and providing credit information services

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries