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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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Similar To

EG 3.1 Introduction

EG 19.18 Counter-Terrorism Act 2008

EG 5.5 The settlement discount scheme

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

GEN 2.2 Interpreting the Handbook

EG 19.20 Payment Services Regulations 2017

DEPP 6.6 Financial penalties for late and incomplete submission of reports

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 19.3 Credit Unions Act 1979

SYSC 5.2 Certification regime

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 7.1 The FCA’s use of sanctions

PERG 4.11 Link between activities and the United Kingdom

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

REC 2.16 Complaints

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

SUP 10C.13 Variation of conditional and time-limited approvals

DEPP 6A.1 Introduction

MAR 5.6 Reporting requirements

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases