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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

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REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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