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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

EG 2.3 Case selection: Threshold Conditions cases

As Published: 2016

EG 2.3 Case selection: Threshold Conditions cases

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

EG 7.4 Apportionment of financial penalties

As Published: 2016

EG 7.4 Apportionment of financial penalties

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions