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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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REC 6.5 FCA decision on recognition

EG 9.9 The effect of the FCA’s decision to withdraw approval

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

MAR 5A.1 Application

ICOBS 1.1 The general application rule

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

COCON 4.1 Specific guidance on individual conduct rules

PR 2.5 Omission of information

EG 14.2 Choice of powers

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

DEPP 2.2 Warning notices and first supervisory notices

PERG 7.7 Post-certification issues

BIPRU 7.7 Position risk requirements for collective investment undertakings

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

DISP App 1.1 Introduction

DTR 6.1 Information requirements for issuers of shares and debt securities

LR 19.2 Requirements for listing