Search Result

421 - 440 of 1589 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

REC 1.1 Application

As Published: 2005

REC 1.1 Application

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing