Search Result

401 - 420 of 1419 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

APER 1.1A Application

As Published: 2015

APER 1.1A Application

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

MAR 7A.2 Purpose

As Published: 2017

MAR 7A.2 Purpose