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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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COLL 4.5 Reports and accounts

LR 8.4 Role of a sponsor: transactions

PERG 8.2 Introduction

EG 9.6 Applications for variation or revocation of prohibition orders

PR 4.1 Use of languages

MAR 10.1 Application

REC 2.7 Access to facilities

EG 19.7 The Open-Ended Investment Companies Regulations 2001

SUP 11.9 Changes in close links

COND 2.2 Location of offices

PRIN 1.2 Clients and the Principles

CASS 5.1 Application

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration