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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

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LR 5.1 Suspending listing

COBS 20.2 Treating with-profits policyholders fairly

BIPRU 12.5 Individual Liquidity Adequacy Standards

REC 3.16 Information technology systems

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 13.3 Establishing a branch in another EEA State

PERG 13.7 The territorial application of MiFID [deleted]

LR 20.4 Continuing obligations

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 2.4 Suitability

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)