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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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Similar To

SUP 10A.10 Customer-dealing functions

MAR 8.3 Requirements for benchmark administrators

REC 3.2 Form and method of notification

LR 5.2 Cancelling listing

COND 1.1A Application

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 5.2 General investment powers and limits for UCITS schemes

FEES 6.5 Compensation costs

IFPRU 4.3 Guidance on internal ratings based approach: high level material

DTR 8.3 Criteria for approval as a primary information provider

REC 3.26 Proposals to make regulatory provision

EG 9.6 Applications for variation or revocation of prohibition orders

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)