Search Result

181 - 200 of 1431 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose