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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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