Search Result

161 - 180 of 1676 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing