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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

DTR 2.7 Dealing with rumours

As Published: 2016

DTR 2.7 Dealing with rumours

LR 6.6 Control of the business

As Published: 2017

LR 6.6 Control of the business

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous