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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

…

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

…

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

…

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

…

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

…

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

…

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

…

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

…

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

…

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

…

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

…

CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

…

LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

…

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

…

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

…

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

…

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

…

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

…

PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

…

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