Search Result

1101 - 1120 of 1411 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

MAR 5A.2 Purpose

As Published: 2017

MAR 5A.2 Purpose

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

SUP 10C.6 FCA-required functions

As Published: 2015

SUP 10C.6 FCA-required functions

APER 3.2 Factors relating to all Statements of Principle

As Published: 2015

APER 3.2 Factors relating to all Statements of Principle

CONC 5.1 Application

As Published: 2014

CONC 5.1 Application

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

IPRU-INV 4.3 SPECIFICATION OF OBJECTIVE

As Published: 2015

IPRU-INV 4.3 SPECIFICATION OF OBJECTIVE

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction