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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous