Search Result

701 - 720 of 916 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations