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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence