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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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Similar To

GEN 2.2 Interpreting the Handbook

SUP 16.12 Integrated Regulatory Reporting

SUP 13A.2 EEA firms and Treaty firms

COCON 1.1 Application

PERG 2.6 Specified investments: a broad outline

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

DISP 1.1 Purpose and application

SYSC 10.1 Application

COLL 7.7 UCITS mergers

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy