Search Result

521 - 540 of 1471 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy