Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

…

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

…

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

…

IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

…

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

…

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 14.2 Requirements for listing

REC 3.13 Delegation of relevant functions

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

REC 2.15 Discipline

SUP 8.1 Application and purpose

COCON 3.1 General factors for assessing compliance

SUP 1A.1 Application and purpose

CASS 6.2 Holding of client assets

SYSC 19B.1 Application

SUP 10A.5 Significant-influence functions

SUP 16.10 Verification of firm details

BIPRU 12.2 Adequacy of liquidity resources

PERG 15.2 General

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy