Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

…

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

…

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

…

IFPRU 1.4 EU CRR permissions

As Published: 2014

IFPRU 1.4 EU CRR permissions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10A.8 Systems and controls functions

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

REC 6.8 Powers to supervise

SUP 8.9 Decision making

SYSC 4.9 Handover procedures and material

SUP 16.10 Verification of firm details

SUP 10A.9 Significant management functions

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

EG 11.3 The FCA’s choice of powers

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

FEES 13.1 Application and purpose

BIPRU 3.2 The central principles of the standardised approach to credit risk

SUP 15.8 Notification in respect of particular products and services

CONC 4.2 Pre-contract disclosure and adequate explanations

EG 5.2 When settlement decisions may take place

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

MAR 10.1 Application

APER 2.1A The Statements of Principle

EG 2.1 Case selection and the use of enforcement powers

IFPRU 1.4 EU CRR permissions