Search Result

481 - 500 of 775 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

CONC 1.3 Guidance on financial difficulties

As Published: 2014

CONC 1.3 Guidance on financial difficulties

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes