Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

…

SYSC 1.4 Application of SYSC 11 to SYSC 22

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 22

…

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

…

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

…

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

…

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 6.6 Supervision

FEES 10.1 Application, purpose and background

IFPRU 6.3 Expectations relating to internal models

RCB 3.2 Annual confirmations of compliance and asset pool monitor

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

PR 3.2 Filing and publication of prospectus

DTR 1.1 Application and purpose (Disclosure guidance)

LR 20.4 Continuing obligations

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

CASS 7.19 Clearing member client money sub-pools

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

TC 2.1 Assessing and maintaining competence