Search Result

461 - 480 of 1580 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose