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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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EG 9.1 Introduction

REC 6.5 FCA decision on recognition

EG 9.9 The effect of the FCA’s decision to withdraw approval

REC 4.9 Disciplinary measures

PERG 2.4 Link between activities and the United Kingdom

CASS 8.3 Records and internal controls

SUP 5.2 The FCA’s power

DEPP 8.1 Introduction

EG 19.7 The Open-Ended Investment Companies Regulations 2001

MCOB 4.7A Advised sales

IFPRU 4.6 Internal ratings based approach: probability of default

PERG 8.37 AIFMD Marketing

PR 1.1 Preliminary

REC 6.3 Recognition requirements

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 9.1 Application and Purpose

PERG 2.5 Investments and activities: general

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

PERG 7.7 Post-certification issues